An initial appearance has been scheduled before a hearing panel of the Canadian Investment Regulatory Organization (CIRO) pursuant to the Mutual Fund Dealer Rules in the matter of Christina (Lorna) ...

A Canadian Investment Regulatory Organization (CIRO) hearing panel ruled on May 20 that Scott breached MFD Rules 2.1.4 (2) ...

CALGARY, AB, Nov. 28, 2025 /CNW/ - On November 19, 2025, a hearing panel of the Canadian Investment Regulatory Organization (CIRO) held a hearing pursuant to the Investment Dealer and Partially ...

About 750,000 Canadian investors were affected by the Canadian Investment Regulatory Organization’s (CIRO) cyberbreach last August, the regulator said in a release on Wednesday. Investors’ compromised ...

Following a settlement hearing held on April 30, 2026 pursuant to the Mutual Fund Dealer Rules, a hearing panel of the Canadian Investment Regulatory Organization (CIRO) issued their reasons for ...

The Canadian Investment Regulatory Organization’s (CIRO) arbitration program, an often forgotten option for aggrieved investors, is set for an overhaul that would extend the program to the mutual fund ...

For the Canadian Investment Regulatory Organization (CIRO), investor complaint volumes eased in fiscal 2024, as did the volume of enforcement activity. The industry self-regulatory organization (SRO) ...

TORONTO, Jan. 9, 2026 /CNW/ - The first official exams are now available for the Canadian Investment Regulatory Organization's (CIRO) new proficiency model for approved persons and potential ...

CNW/ - Following a settlement hearing between Enforcement Staff and PFSL Investments Canada Ltd. (PFSL) held on March 26, 2026 pursuant to the Mutual ...