RIA industry veterans Jay Hummel and John Phoenix have launched a firm which offers 60% equity to advisors with plans to grow ...

"A year ago, if you asked me if there was a future for the small, independent wealth business, I would have replied with an ...

The old Wall Street adage, "Sell in May and go away" may sound trite, but the numbers say it’s also, to some extent, true. If ...

Market performance ignited the asset management industry in 2024, with global AUM rising to a new record of $128 trillion, up ...

This year, 46% of parents with children aged 18-35 said they have moved back home, in line with the 2024 report. But when ...

EP Wealth Advisors, a fee-only registered investment adviser with more than 50 offices across 17 states, has acquired NBS ...

Veteran emerging-markets investor Mark Mobius is keeping the bulk of his funds’ holdings in cash as he waits out the ...

Modern Wealth Management has marked its second year in business with the acquisition of OFM Wealth, a Chicago-based ...

Independent advisors are also leveraging nontraditional fee models—such as flat rates, hourly billing, and subscription ...

The Finra filing cited an arbitration which involved seven claimants seeking compensation for alleged securities law ...

Founded by industry veterans Jim Rapp, Justin Klestinski, June DiNardo and Alex Marmitt, the newly formed KRM Investment ...

"The decline was largely driven by consumers' expectations. The three expectation components—business conditions, employment ...