Wells Fargo Advisors, the bank’s brokerage unit, recruited a former UBS advisor team that oversaw $1.6 billion in assets ...

Both brokerage firms moved a customer’s uninvested cash from a brokerage account into an interest-bearing account, violating the Advisers Act, according to the Securities and Exchange Commission.

A top Wells Fargo executive said on Tuesday that the bank has five consent orders remaining to resolve issues related to its ...

The U.S. News Financial Advisor Finder can help you narrow down the best financial advisors in the Decatur, Alabama area. Decatur has up to 56 advisors to choose from and using ou ...

Wells Fargo last announced its advisor count in January 2023, when it reported a total of 12,027 advisors and its first quarterly uptick in its advisor ranks since 2017. The bank thereafter ceased ...

Commissions do not affect our editors' opinions or evaluations. One of the most storied brands in banking, Wells Fargo has been around for over 150 years and has built a national retail presence ...

In a case of Wall Street inside baseball, JPMorgan’s post-merger executive committee included Hernandez, Steve Black — now Wells Fargo’s chairman, Scott Powell — now Wells Fargo’s chief operating ...

Wells Fargo Advisors, the bank’s brokerage unit, recruited a former UBS advisor team that oversaw $1.6 billion in assets under management, the company said.