Industry merger and acquisition trends and advisor scrutiny of certain competitors' balance sheets are fueling Raymond James ' recruiting efforts, according to Chief Executive Officer Paul Shoukry.

Bluespring Wealth Partners, formed by Kestra Holdings in 2019 largely to acquire registered investment advisors and hybrid firms, has purchased an existing Kestra Financial firm.

Amid market uncertainty, Morgan Stanley is chasing growth and has specifically targeted its in-house funneling of assets to the wealth management unit, Chairman and Chief Executive Officer Ted Pick ...

Cetera Financial Group this week announced the launch of its fifth advisor channel, which will support independent registered investment advisors, its owned W-2 RIA businesses and its "supported ...

Bluespring Wealth Partners, formed by Kestra Holdings in 2019 largely to acquire registered investment advisors and hybrid firms, has purchased an existing Kestra Financial firm.

Securities and Exchange Commission Chair Paul Atkins continued distancing himself from his Biden-era predecessor on the topic of crypto and its related technologies during prepared remarks for a ...

The Securities and Exchange Commission has denied an appeal brought by a Texas-based financial advisor over sanctions imposed on him in connection to trading and dispersals in a deceased client's ...

An ex– Edward Jones financial advisor can finally clear his record of a defamatory Form U5 disclosure from a dozen years ago, a Financial Industry Regulatory Authority arbitrator ruled last week.

Registered investment advisory firms are at the head of the pack when it comes to integrating artificial intelligence into their wealth management operations, while the banking sector of the industry ...

A version of this story ran Friday as breaking news on Financial Advisor IQ.

A Financial Industry Regulatory Authority arbitration panel has ruled in favor of Ameriprise Financial in a claim the company brought against one of its veteran advisors who left to found his own ...

President Donald Trump 's nominee to serve as the head of the Department of Labor 's retirement unit told lawmakers that he would drastically change tack if confirmed.