On January 13, 2025, the U.S. Securities and Exchange Commission (the “SEC”) announced settled charges against twelve firms for recordkeeping ...

Two Wall Street titans are shelling out a combined $60 million to the U.S. Securities and Exchange Commission for allegedly ...

The US Securities and Exchange Commission sues Elon Musk saying he failed to disclose Twitter ownership in a timely manner.

Commissioner Mark Uyeda will take over running the U.S. Securities and Exchange Commission as the agency awaits the Senate ...

Regulatory authorities continue to advance initiatives to improve the efficiency and sophistication of global securities ...

The SEC's first closed meeting under Acting Chair Mark Uyeda may influence the ongoing Ripple lawsuit, with experts ...

The has SEC said that starting in April 2022, it authorized an investigation into whether any securities laws were broken in ...

This Client Alert provides an overview of new developments and highlights key considerations for calendar year-end public ...

BlackRock CEP Larry Fink advocates for tokenization of bonds and stocks, citing efficiency, transparency, accountability and ...

The ETFs aim to track 200% of their reference assets' daily performance through swaps, call options, and direct investments.

A single sentence disagreeing with the main concerns of a rulemaking petition is conclusory and does not provide us with any assurance that the SEC considered Coinbase’s workability objections, nor ...

Vince McMahon, who co-founded and previously served as the CEO of WWE, and the Securities and Exchange Commission (SEC) have reached a settlement following a yearslong probe over undisclosed ...